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CORPORATE CAPITAL MARKETS

Siebert Williams Shank provides insightful capital markets coverage and value-added execution to public and private companies and all major government sponsored enterprises. We have experience serving a wide spectrum of industries and work diligently to understand and achieve the goals and objectives of our issuer and investor clients.  Our service offerings include:

Fixed Income Underwriting

We have helped support the funding needs of over 200 corporations, including 80% of the Fortune 100.  We are consistently among the most active underwriters of U.S. investment grade debt. 

Commercial Paper

Siebert Williams Shank is the only independent broker-dealer to have a meaningful presence in the CP market, serving as a named dealer on over 55 corporate CP programs.

Equity Underwriting

Our participation in an issuer’s IPO is the first phase of the long-term relationship we seek to build through value added engagement and targeted service offerings delivered over time. 

Share Repurchase

We have repurchased stock for over 130 U.S. corporations since our first rotation in 1997. Every rotation is important to us - whether under $10 million or over $5 billion.  

Advisory

Siebert Williams Shank is well positioned to execute assignments that are too small for large firms. We provide fairness opinions and assist with mergers, acquisitions and divestitures. 

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$1.25 billion

Public Service Enterprise

Notes

March 25, 2024

CO-MANAGER

$820 million

Astera Labs Inc.

Initial Offering

March 19, 2024

CO-MANAGER

$6.0 billion

UnitedHealth Group Inc

Notes

March 19, 2024

CO-MANAGER

$1.0 billion

Smith & Nephew PLC

Notes

March 13, 2024

CO-MANAGER

$1.3 billion

Motorola Solutions Inc

Notes

March 11, 2024

CO-MANAGER

$485.9 million

ADT Inc.

Follow-on Offering

March 6, 2024

CO-MANAGER

$2.3 billion

Albemarle Corporation

Convertible Pref Stock

March 5, 2024

CO-MANAGER

$3.0 billion

Blackrock Funding Inc

Notes

March 5, 2024

CO-MANAGER

$2.5 billion

JP Morgan Chase & Co

Notes

March 5, 2024

CO-MANAGER

$369 million

Sotera Health

Secondary Offering

February 29, 2024

CO-MANAGER

$650 million

Pinnacle West Capital Corp

Secondary Offering

February 29, 2024

CO-MANAGER

$6.0 billion

AON North America Inc

Notes

February 28, 2024

CO-MANAGER

Contact David Finkelstein & Ahmad Ismail, Co-Heads of Corporate Finance:

(212) 830-4536 | (212) 830-4539

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