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Leading National Women- and Minority-Owned Investment Banking Firm

ABOUT US

Siebert Williams Shank & Co., LLC (SWS) is an independent non-bank financial services firm that offers investment banking, sales and trading, research, and advisory services.

INTEGRITY, EXPERIENCE AND RESULTS ARE OUR PRIORITY

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CORPORATE CITIZENSHIP

We have developed an approach to business that seeks to uphold Environmental, Social and Governance (ESG) principles.

Skyline New York

SELECT RECENT TRANSACTIONS

Corporate Experience

$500 million

BNY Mellon

3NC2 Notes

May 17, 2023

Joint-Bookrunner

Corporate Debt

$1.0 billion

Verizon

ESG Green Bond

May 5, 2023

Joint Book-Runner

Corporate Debt

$31.0 billion

Pfizer Investment Enterprises Pte. Ltd.

Multi Tranche Offering

May 16, 2023

Co-Manager

Corporate Debt

$7.5 billion

Morgan Stanley

3yr Notes

April 19, 2023

Joint-Lead

Corporate Debt

Municipal Experience

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$150,275,000

City of Pflugerville, Texas

Combination Tax & Limited revenue certificates of obligation, Series 2023

May 23, 2023

SENIOR MANAGER

City

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$124,950,000

The City of Hartford, Connecticut

Special Obligation Refunding Bonds (State Contract Assistance), Series 2023

April 26, 2023

BOOKRUNNING SENIOR MANAGER

City

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$175,000,000

Greater Asheville Regional Airport Authority

Airport System Revenue Bonds, Series 2023 (AMT)

April 27, 2023

SENIOR MANAGER

Transportation

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$1,804,555,000

State of California

Various Purpose General Obligation Bonds (Federally Taxable)

March 8, 2023

JOINT SENIOR MANAGER

General Obligation, State-level

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